İŞL352U
FİNANSAL PİYASALAR VE KURUMLAR
6. Ünite
Soru 1
Which of the following statements about investment banks is not true?
Soru 2
............... are institutions that are allowed to accept deposits, make loans, underwrite securities, engage in brokerage activities, and sell and manufacture many other financial services such as insurance?
Soru 3
Company A buys the services of Investment Bank X to sell 1 million additional shares and raise additional funding with a desire to capitalize on its high share price after a strong quarter. This transaction is an example of ...............?
Soru 4
What is it called when an investment-banking firm agrees to buy the securities from the issuer at a particular price and then attempts to sell them in the market for a slightly higher price?
Soru 5
Gross spread divided by the IPO price equals to gross spread ratio.
Company A receives $12 per share for its initial public offering whereas the underwriters sell the stock to the public at $14 per share. What is the gross spread ratio in this example?
Soru 6
I. The type of the security
II. The size of the offering
III. The risk taken by the investment-banking firm
IV. Underwriting costs
Which of the above affects the size of the gross spread?
II. The size of the offering
III. The risk taken by the investment-banking firm
IV. Underwriting costs
Which of the above affects the size of the gross spread?
Soru 7
Company A is going public and wants to (1) offer its shares at market price and (2) numerous small and large investors to participate in the IPO process rather than a few favored clients of the investment-banking firm they are working with. What type of an offering process would you recommend to Company A?
Soru 8
After Carl Icahn bought a 10% percent stake in Netflix, the company adopted a plan to flood the market with new shares if an investor acquires 10% or more of Netflix's shares without approval from Netflix's board. This defensive move of the company is an example of ...............?
Soru 9
............... is where a corporation is acquired by issuing debt and then taken private?
Soru 10
Investment Bank A advises Company X to sell its logistics division, which suffered significant loses recently, in order to both improve the company's profitability and prevent further investigations of competition authorities prior to its merger with Company Y. This is an example of ...............?
Soru 11
I. Bringing new securities to markets
II. Deal making in the mergers and acquisitions
III. Advising corporations
IV. Taking in deposits and lending them out
Which of the above are the primary functions of investment banks?
Soru 12
What is the term for structures that investment banks form when it is a big risk for them to undertake selling of securities?
Soru 13
Which of the below is the term that can also be used instead of initial public offering?
Soru 14
Which of the below cannot be said about public offerings?
Soru 15
Which of the statements above is/are true for investment banking?
Soru 16
Which of the following is true for investment banking?
Soru 17
Which of the functions stated above is/are one of the distinctive primary market functions of investments banks?
Soru 18
Which of the functions stated above is/are done by investment banks?
Soru 19
Which of the following is defined as a group of investment banking firms, each of which buys a portion of the security issue?
Soru 20
Which of the following offering is defined as a common stock offering issued by corporations that had not previously issued common stock to the public?