İŞL458U
DENETİM - Deneme Sınavı - 4
Ara Sınav
36398
Soru 1
Which ethical requirement is violated by the audit firm if information is disclosed to third parties without proper and specific authority?
Soru 2
If the auditor’s father is the chief executive officer of the client firm, which ethical requirement is violated?
Soru 3
Which of the following is not one of the policies and procedures of human resources in audit firms?
Soru 4
"Work is assigned to staff who have adequate technical training and proficiency."
Which human resource procedure expected from the firm is explained in the following sentence?
Soru 5
"Examples of the ------------------ process include ongoing evaluation
of the audit firm’s system of internal control, annual testing of quality control procedures and periodic inspection of at least one completed engagement."
of the audit firm’s system of internal control, annual testing of quality control procedures and periodic inspection of at least one completed engagement."
Which of the following terms could best complete the blank in the sentence above?
Soru 6
Which of the following audit risk types generate from the client firm and the auditor has no effect on it?
Soru 7
-It is the risk resulting from significant conditions, events,
circumstances, actions and inactions that could adversely affect an entity’s ability to achieve its objectives and execute its
strategies.
circumstances, actions and inactions that could adversely affect an entity’s ability to achieve its objectives and execute its
strategies.
-It is a risk generated from setting of inappropriate objectives and strategies.
Which type of audit risk is explained above?
Soru 8
Which management assertion is exemplified in the following sentence?
"All required disclosures related to bankloans are included in the financial statement footnotes."
Soru 9
Which of the following is the reason why the auditor
cannot guarantee 100% correctness of financial statements?
cannot guarantee 100% correctness of financial statements?
Soru 10
Which of the following is not one of the sub-stages of the reporting stage?
Soru 11
Why must the proposal for auditing engagement come from the client?
Soru 12
Which of the following is one of the objectives of the auditor to
benefit from ARPs?
benefit from ARPs?
Soru 13
Which of the following is not among the objectives of the auditor to
benefit from ARPs?
benefit from ARPs?
Soru 14
What is the minimum number of team members in an audit team?
Soru 15
Which of the following statements is not true about audit risk assessment?
Soru 16
If the risk exists because of the the existence of related parties, foreign partners, complex agreements, what kind of risk is it regarded as?
Soru 17
" _______________ is the maximum amount of misstatement that the auditor can accept."
Which of the following could best fill in the blank in the statement above?
Soru 18
Which of the following is definition of information risk?
Soru 19
Which of the following statements about the distinction between control and audit is not true?
Soru 20
All of the following will cause to information risk except: